During this free, 20-minute webinar, FINRA senior staff discuss two initiatives in the Testing and Continuing Education area. Opening the discussion is FINRA's move toward delivering Regulatory Element CE programs to the Web. The panel explains the reasoning behind the transition and highlights key benefits. The panel also discusses FINRA's proposal to restructure the representative-level qualifications exam programs by introducing a Securities Industry Essentials exam that would be augmented by specialized exams specific to the representative's role.
- Chip Jones, Senior Vice President, Member Relations and Education, FINRA (moderator)
- John Kalohn, Vice President, Testing & Continuing Education, FINRA
- Joe McDonald, Senior Director, Qualifications & Exams, FINRA
- Roni Meikle, Senior Director, Continuing Education, FINRA
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